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Effective Period

Similar To

COBS 11.2 Best execution

COBS 11.3 Client order handling

COBS 6.1A Adviser charging and remuneration

COBS 16.3 Periodic reporting

COBS 2.3 Inducements

COBS 14.3 Information about designated investments

COBS 16.2 Occasional reporting

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 11.7 Personal account dealing

COBS 6.1E Platform service providers

COBS 6.1 Information about the firm and compensation information

COBS 6.2A Describing advice services

COBS 11.6 Use of dealing commission

COBS 11.4 Client limit orders

COBS 19.4 Open market options

COBS 12.2 Investment research

COBS 6.1C Consultancy charging and remuneration

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

COBS 11.5 Record keeping: client orders and transactions

COBS 4.6 Past, simulated past and future performance